Overview
Risk & Compliance Executive – Bournemouth
Excellent opportunity for a Risk & Compliance Executive to join a highly-regarded law firm.
Our client is a highly reputable Legal 500 rated law firm based in the South West. They are currently looking for a Risk & Compliance Executive to join their Bournemouth office.
The role will involve working closely with their fee-earners , to ensure compliance with all legal, regulatory and professional rules. Duties will be varied and include:
- Keeping up to date with emerging risk issues and regulatory changes and using this knowledge to continually improve risk and compliance across all areas of the business.
- Providing accurate and timely legal, regulatory, risk and compliance advice and guidance to all in the firm.
- Delivering risk and compliance training to the firm, as and when required, and implementing the firm’s annual compliance training programme.
- Reviewing and implementing any required changes to the firm’s existing compliance policies, plans, controls and procedures.
- Drafting and implementing new policies, controls and procedures as required, to maintain the firm’s compliance with all regulatory requirements and current legislation.
- Managing the implementation and integration of any new regulatory processes and procedures.
- Managing the firm’s internal file review process, analysing the file review data collected and reporting on the findings.
- Recording, investigating, and responding to complaints, incidents and breaches; conducting analysis of the data and making recommendations to prevent reoccurrence.
- Maintaining the firm’s compliance registers (e.g. risk register, bribery register, breach register, conflicts register), etc.
To be considered, you must have prior experience of working in a risk and compliance role within a professional services firm.
On offer is a competitive salary and an attractive benefits package.
If you are interested or would like further details, please contact Emily at Chadwick Nott.
emilylonsdale@chadwicknott.co.uk
*Where a level of experience is indicated, this is a guideline only and represents the amount of time we would usually expect a candidate to accumulate the requisite level of experience. This does not preclude applications from candidates with more or less experience.
Job Tenure: Permanent and Full-Time
Salary: Negotiable
Location: Bournemouth, Dorset
